In less than six months the U.S. Securities and Exchange Commission will require institutional investment managers to start reporting short positions in U.S. listed equity
“In our fast-paced markets, it shouldn’t take 10 days for the public to learn about an attempt to change or influence control of a public
As we sit here in 2024, nearly 15 years past the Pittsburgh G20 Summit, it is evident that the pace of regulatory change has only
Amendments to MiFIR and MiFID II went into force on March 28, beginning the process of establishing a consolidated tape for prices and volumes of
As artificial intelligence becomes an increasingly hot topic and a popular tool to solve certain business problems efficiently, we are frequently asked about our usage
When it comes to regulatory reporting, firms are often faced with a puzzling dilemma: Why is it so difficult to achieve 100% completeness for trade
FIS + Droit
FIS acquires Droit to expand trading & asset services and advance compliance solutions
The acquisition of Droit advances FIS’ Capital Markets Compliance solutions, solidifying FIS’ position in trade-related compliance and providing a foundation for accelerating growth.