Preparing for EMIR Refit?
Click here to find out how to gain more from your EMIR Refit program.

Point of Trade

Make real-time decisions based on regulatory, market infrastructure, and policy rules and prepare for next right action.

Overview

Point of Trade from Droit provides a robust solution to make transparent real-time decisions based on comprehensive knowledge of rules for permissible trading, easily integrated into trading infrastructure via API.

 

Why the need for Droit’s Point of Trade

Financial institutions need instant access to the most up-to-date regulations and obligations to deliver a correct decision of whether to trade or not trade.

 

Existing processes can often be time-consuming, costly, manual, and complex. These pose a risk for errors and operational inefficiency.

 

Enabling relevant teams to understand, track, and trace required obligations for a trade, automate trading decisions, and evidence transparent decision-making can be challenging.

point of trade_droit

Why the need for Droit’s Point of Trade

Financial institutions need instant access to the most up-to-date regulations and obligations to deliver a correct decision of whether to trade or not trade. Existing processes can often be time-consuming, costly, manual, and complex. These risk errors and operational inefficiency. Enabling relevant teams to understand, track and trace required obligations for a trade, automate trading decisions, and evidence transparent decision-making can be challenging.

Key Features and Capabilities

droit - automating intelligent decision-making

Makes decisions automatically, surfacing all necessary information needed to understand whether the proposed transaction is permitted and, if so, what obligations must be met.

droit - automating intelligent decision-making

Models and simultaneously evaluates regulatory rules, market infrastructure rules, and internal policies.

droit - automating intelligent decision-making

Applicable to all asset classes, financial transactions, and global regulatory jurisdictions.

droit - automating intelligent decision-making

Reduces operational errors, minimizes risk, and eliminates operational inefficiencies.

droit - automating intelligent decision-making

Built on Droit’s patented Adept platform, automates the decision-making process and provides full transparency and traceability through each logic step to the regulatory source text.

News & Insights

Finextra: The Regulatory Reporting Overhaul - Navigating New Compliance Challenges for Financial Institutions

By: Blythe Barber   The next 8 months will see significant changes to the regulatory reporting framework for financial institutions…

Key Takeaways on New Regulations Impacting the US Treasury Market

By: William Kolkey   US financial regulators have recently adopted several new rules aimed at promoting liquidity and reducing systemic…

Preparing with Confidence for SEC Rule 13f-2 Reporting on Short-Selling Positions

By: William Graham  In less than six months the U.S. Securities and Exchange Commission will require institutional investment managers to…