In September the HKMA and SFC published their conclusions to the latest round of industry consultation on the topic of OTC derivatives reporting changes set
In an era of increasing regulatory scrutiny, the landscape of trading controls has become a focal point for banks around the globe. It has been over two years since the UK Prudential Regulation Authority (PRA) released SS5/21, a document initially focused on the supervision of international banks’ branches and subsidiaries.
Two panel discussions hosted by Droit and Goldman Sachs last month concentrated on how and why a group of leading financial institutions have taken a consensus approach to interpreting the new regulation for reporting short positions in U.S. listed securities.
Trade and transaction reporting frameworks for financial organizations continue to undergo significant changes. Across the globe, since December 2022 three rewrites came into effect within 18 months.
On June 28, The U.S. Supreme Court delivered its decision in a twin set of cases, Loper Bright Enterprises v. Raimondo and Relentless, Inc. v.
US financial regulators have recently adopted several new rules aimed at promoting liquidity and reducing systemic risk in US treasury markets. The SEC’s clearing mandate
FIS + Droit
FIS acquires Droit to expand trading & asset services and advance compliance solutions
The acquisition of Droit advances FIS’ Capital Markets Compliance solutions, solidifying FIS’ position in trade-related compliance and providing a foundation for accelerating growth.