Trading Controls – Lessons Learned and Strategic Imperatives
By Craig Butterworth In an era of increasing regulatory scrutiny, the landscape of trading controls has become a focal point for banks around the
By Craig Butterworth In an era of increasing regulatory scrutiny, the landscape of trading controls has become a focal point for banks around the
By Stuart Billingham Two panel discussions hosted by Droit and Goldman Sachs last month concentrated on how and why a group of leading financial
Trade and transaction reporting frameworks for financial organizations continue to undergo significant changes. Across the globe, since December 2022 three rewrites came into effect within
By: Ofir Reichenberg The 2023 Report on the Quality and Use of Data by the European Securities and Markets Authority (ESMA) is essential reading for
By: Aliya Haider On June 28, The U.S. Supreme Court delivered its decision in a twin set of cases, Loper Bright Enterprises v. Raimondo
By: William Kolkey US financial regulators have recently adopted several new rules aimed at promoting liquidity and reducing systemic risk in US treasury markets.
© Droit. All rights reserved