An interview with William Kolkey What is the primary goal of SEC rule 10c-1a? How does it aim to improve market transparency and efficiency?10c-1a
By Elliot Burgess In September the HKMA and SFC published their conclusions to the latest round of industry consultation on the topic of OTC
By Craig Butterworth In an era of increasing regulatory scrutiny, the landscape of trading controls has become a focal point for banks around the
By Stuart Billingham Two panel discussions hosted by Droit and Goldman Sachs last month concentrated on how and why a group of leading financial
Trade and transaction reporting frameworks for financial organizations continue to undergo significant changes. Across the globe, since December 2022 three rewrites came into effect within
By: Aliya Haider On June 28, The U.S. Supreme Court delivered its decision in a twin set of cases, Loper Bright Enterprises v. Raimondo
