Since August 2012, as part of the aftermath of the global financial crisis, market participants in the European Economic Area have been required to comply
Increasing regulatory scrutiny has brought the need for preventative and detective controls into the spotlight. Compliance with regulation is often seen as an impediment, slowing
Droit’s Transaction Reporting product, built using its patented Adept platform, provides financial institutions with powerful tools for critical trade and transaction reporting flow. Its efficient infrastructure enables clients to make quick and accurate decisions to facilitate real-time compliance with global transaction reporting obligations.
As featured in TabbFORUM By-line: Brock Arnason, Founder and Chief Executive Officer of Droit Financial firms have plenty on their plate on the regulatory front
After many delays (and a global pandemic), technical standards for the European Markets Infrastructure Regulation were published in December 2022. This started the clock for
It’s becoming quite obvious that regulators have increased expectations on trading controls, and with a number of high profile regulatory statements such as PRA SS5/21, this