Financial institutions need instant access to the most up-to-date regulations and obligations to deliver a correct decision of whether to trade or not trade. Existing processes can often be time-consuming, costly, manual, and complex.
Droit’s Point of Trade enables relevant teams to understand, track, and trace required obligations for a trade, automate trading decisions, and evidence transparent decision-making.
Surfaces all necessary information needed to understand whether the proposed transaction is permitted and, if so, what obligations must be met.
Models and simultaneously evaluates regulatory rules, market infrastructure rules, and
internal policies.
Harnesses relevant information across multiple internal systems to provide a clear “good to trade” decision.
One set of logic, one set of data, one maintenance process done the right way as “part of the pack”.
Droit’s regulatory logic reflects the latest industry consensus interpretation and operationalizes compliance of best practice pre-trade controls.
Built on Droit’s patented Adept platform, automates the decision-making process and provides full transparency and traceability through each logic step to the regulatory source text.