As clients become more mobile, advisors need to navigate the latest cross-border rules, often sourced from detailed country manuals and institution-specific policies, to provide the best, most relevant investment opportunities in a timely manner. Managing obligations can be time consuming and complex, posing risks to client experience or even resulting in lost business opportunities.
Cross Border from Droit enables firms to keep up to date with constantly changing requirements while providing a traceable, transparent roadmap of client investment as part of a Wealth Management service.
Continuously updates and digitizes relevant cross-border policies and rules to match individual client profiles as well as providing product-specific risk scoring – helping you to optimize the product mix offered.
Digitizes and automates based on your policy choices and sourcing, whether from third parties or existing policies created in-house.
APIs allow you to embed Droit’s compliance engine in your existing workflows, processes, and systems, meaning you can implement and automate controls exactly when and where you need them.
Establishes a single source of truth with updates and amendments to regulations or policy only needing to be deployed once, which provides teams with confident and seamless access to accurate client readiness status.
Built on Droit’s patented Adept platform, allows you to quickly and easily prove any decision in a way that is fully auditable, traceable, and repeatable with easily visualized logic.
Droit’s Adept platform acts as the compliance backbone to the largest financial institutions in Capital Markets and Wealth sectors.