Cross Border
Easily manage clients in a fully compliant manner across all international jurisdictions.
Overview
Cross Border from Droit advances regulatory compliance for global clients to offer the right products at the right time.
Why the need for Droit’s Cross Border
As clients become more mobile and global, advisors need to navigate the latest cross-border rules (often sourced from detailed country manuals) and institution-specific policies to provide the best, most relevant investment opportunities in a timely manner.
Additionally, a constantly changing landscape of requirements within the regulatory world demands a traceable, transparent roadmap of client investment as part of a Wealth Management service.
To manage this can be time consuming and complex for advisor and compliance teams, with risks to client experience and ultimately lost business opportunities.
Why the need for Droit’s Cross Border
As clients become more mobile and global, advisors need to navigate the latest cross-border rules (often sourced from detailed country manuals) and institution-specific policies. This is to provide the best, most relevant investment opportunities in a timely manner. Additionally, a constantly changing landscape of requirements within the regulatory world demands a traceable, transparent roadmap of client investment as part of a Wealth Management service. To manage this can be time consuming and complex for advisor and compliance teams, with risks to client experience and ultimately lost business opportunities. Wealth Management from Droit is built on the patented Adept platform and automates the decision-making processes to ensure products offered have satisfied cross-border regulatory and compliance policies for international clients.Key Features and Capabilities
Continuously updates and digitizes relevant cross-border policies and rules to match individual client profiles as well as providing product-specific risk scoring - helping you to optimize the product mix offered.
Digitizes and automates based on your policy choices and sourcing, whether from third parties or existing policies created in-house.
APIs allow you to embed Droit’s compliance engine in your existing workflows, processes, and systems, meaning you can implement and automate controls exactly when and where you need them.
Establishes a single source of truth with updates and amendments to regulations or policy only needing to be deployed once, which provides teams with confident and seamless access to accurate client readiness status.
Built on Droit’s patented Adept platform, allows you to quickly and easily prove any decision in a way that is fully auditable, traceable, and repeatable with easily visualized logic.