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Droit, a regulatory compliance platform used by finance heavyweights such as Wells Fargo, Goldman Sachs and UBS, has raised $23 million in a Series B
Increasing regulatory scrutiny has brought the need for preventative and detective controls into the spotlight. Compliance with regulation is often seen as an impediment, slowing
It’s becoming quite obvious that regulators have increased expectations on trading controls, and with a number of high profile regulatory statements such as PRA SS5/21, this